top of page


Each episode offers employers candid, in-depth interviews with industry experts, new best practices and valuable perspectives on current events.  

Subscribe now!

401k podcast, 401(k) podcast, podcast, employer, question, answer, compliance, news, updates, consulting, advice, resource

Episode Guest:

Samuel Henson, JD

SVP, Director of Legislative & Regulatory Affairs

Lockton Retirement Services

401(k) Changes Are In the Air... Or Are They?

Guest: Samuel Henson, JD





2017 started off with the winds of change blowing through Washington DC and to date has been nothing short of interesting and unexpected with the Trump administration at the helm for over seven months. Back in January, I discussed with Bob Holcomb, the head of legal and regulatory affairs at Empower Retirement some of the anticipated changes to workplace retirement plans that seemed imminent.  In this episode, I revisit some of these topics with Sam Henson, Director of Legislative & Regulatory Affairs at Lockton Retirement Services to see well, what has or hasn’t actually happened!  We cover a lot of ground with topics such as tax reform and how it could affect the 401(k) industry, recent developments with state plans, why the DOL fiduciary rule is a “unique animal”.   With 2018 quickly approaching we hope this episode provides helpful insight on what to keep an eye on for the remainder of 2017 and going forward.  

Guest Bio

As a Senior Vice President and Director of Legislative and Regulatory Affairs for Lockton Retirement Services, Sam oversees national IRS/DOL/ERISA compliance services for all clients and more than 100 associates nationwide. Sam serves as a subject matter expert on ERISA compliance, DOL/IRS activities, and the legislative landscape. Prior to joining Lockton, Sam spent almost 10 years with the U.S. Department of Labor's Employee Benefits Security Administration, where as a Senior Investigator, he conducted more than 100 complex civil and criminal investigations of employee benefits plans, service providers, and fiduciaries. Sam also supervised enforcement efforts for benefit plans funded by prevailing wage laws under the Service Contract Act and Davis-Bacon Act. Sam currently serves on the Policy Board of Directors for the American Benefits Council, Board of Directors for DCIIA, and the Governing Council of ISCEBS, as well as being a member of ASPPA. Sam has been a nationally featured speaker and writer on numerous fiduciary topics.

bottom of page